Regulatory Documents

Presentation of all regulatory documents

Corporate - Technology and services

The application of MiFID directive

  • 2025-07-30
    2025 - Conflict of interest prevention and management policy - Amundi
  • 2025-04-24
    2025 - Complaints Handling Policy - Amundi
  • 2025-03-19
    2025 - Best Selection and Execution Policy - Amundi
  • 2024-12-06
    2024 - Politique de sélection et d'exécution - Amundi Intermediation
  • 2024-05-02
    2024 - Report of Amundi Intermediation - Top 5 counterparties
  • 2023-12-14
    2023 - Conflict of interest prevention and management policy - Amundi Intermediation
  • 2023-04-28
    2023 - Rapport RTS28 - Amundi Intermédiation
  • 2010-01-01
    2020 - Financial instruments and their risks - Amundi
  • 2010-01-01
    2010 - Customers qualification - Amundi

Engagement report

Voting policy

Application of ESMA guidelines

  • 2020-07-22
    2020 - Counterparty risk - Collateral Risk Management Framework - Amundi

Remuneration policy

  • 2024-01-31
    2024 - Remuneration Policy - Amundi Group
  • 2024-01-31
    2024 - Politique de Rémunération - Annexe CRD V - Amundi
  • 2024-01-31
    2024 - Remuneration Policy - Addendum IFR IFD - Amundi Group

UK's fight against modern slavery

Regulations on cross-border fund distribution

  • 2021-08-02
    2021 - Cross-Border Fund Distribution Regulation - Amundi

Market soundings

Class actions

  • 2015-11-24
    2020 - Policy regarding class action suits - Amundi

Anti-money laudering and counter-terrorism financing

Corporate social responsability

Universal registration document

Complaints handling policy

Conflict of interest prevention & management policy

  • 2024-06-18
    Conflict of interest prevention & management policy

Anti bribery & anti corruption policy

Personal data protection policy

Amundi Malaysia Sdn. Bhd. and Amundi AAlam Sdn. Bhd. will manage personal data under our custody in accordance with the Personal Data Protection Act 2010 of Malaysia.

We have a Personal Data Protection Policy which provides more information about how we collect, use and disclose personal data. 

Should you wish to access or correct your personal data that we hold about you, please contact our Data Protection Officer at the following address: 

Address:          Amundi Malaysia Sdn. Bhd.                         

                        Level 29, Integra Tower

                        The Intermark, 348, Jalan Tun Razak

                        50400 Kuala Lumpur

Attention:        Data Protection Officer / Compliance Officer

Financial Markets Ombudsman Service (FMOS)

  1. Contact Information

    i) For internal dispute resolution, you may contact:

        Clients Servicing Personnel

         Tel : 03 - 2716 1688

         Fax : 03 - 2716 1699

         Email : customercare-my@amundi.com

    ii) If you are dissatisfied with the outcome of the internal dispute resolution process, please refer your dispute to the Financial Markets       Ombudsman Service (FMOS):

        - via phone : 03 - 2272 2811

        - via the FMOS Dispute Form available at www.fmos.org.my/en/

        - via letter to : Financial Markets Ombudsman Service 

     Level 14, Main Block

   Menara Takaful Malaysia

   No. 4, Jalan Sultan Sulaiman

   50000 Kuala Lumpur

 

    iii) You can also direct your complaint to the Securities Commission Malaysia (SC) even if you have initiated a dispute resolution process            with FMOS. To make a complaint, please contact the SC’s Consumer & Investor Office:

         - via phone : 03 - 6204 8999

         - via fax      : 03 - 6204 8991

         - via email   : aduan@seccom.com.my 

         - via online complaint form available at www.sc.com.my 

         - via letter to : Consumer & Investor Office

     Securities Commission Malaysia

     3 Persiaran Bukit Kiara

   Bukit Kiara, 50490 Kuala Lumpur

 

    iv) Federation of Investment Managers Malaysia (FIMM)’s Complaints Bureau: 

         - via phone : 03 - 7890 4242

         - via email : complaints@fimm.com.my 

         - via the online complaint form available at www.fimm.com.my

         - via letter to : Legal & Regulatory Affairs 

   Federation of Investment Managers Malaysia 

    No. 19, Lorong Dungun

    Damansara Heights 

  50490 Kuala Lumpur

  • 2024-06-18
    Financial Markets Ombudsman Service (FMOC) brochure
  • 2024-06-18
    Financial Markets Ombudsman Service (FMOS) poster